Reforms would extend program to fund dealers, expand monetary limits, fund certain costs
OSC asked to review OM exemption, beneficial ownership registry being examined
Acts in furtherance of a trade violated securities rules
Firm was alerted to $1 million in missed grants by government review
Self-regulatory organization consults on proposed disgorgement distribution policy
Approval regime, proficiency are among areas covered in latest consultation
Scotia-backed firm will launch this month with 70% Indigenous ownership
Regulator details vision for retail funds that hold long-term assets
Self-regulatory organization aims to harmonize with CSA's revised requirements
CIRO settles with firm over failure to question suspicious trading activity