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Company: Canadian Investment Regulatory Organization

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School exam student's taking educational admission test in class, thinking hard, writing answer in university classroom, education and world literacy day concept (School exam student's taking educational admission test in class, thinking hard, writing

SRO drops firm sponsorship requirement, among other changes

Hands in the air for questions

Consultation highlights industry concerns

priority

SRO integration and investor protection also on the agenda

Smartphone with finance and market icons and symbols concept

CIRO survey finds investors relying on social media, ranking it as worthy as traditional advice

Banned

Fund rep could fill out basic information, but not KYC info, on investment dealer accounts

Old and new sign

Fees to rise for most firms as minimums go up, certain dealers pay higher share

Gavel and Money - Canada stock photo

SRO proposes doubling maximum fines, toughening suspensions

Court.

Retirees duped by fake investment for almost a decade, SRO finds

Silhouette of man at sunset

Expanding access to advice, standardizing KYC data collection on SRO's agenda

Court.

Clients lost more than $1.5 million on rep's failed fintech venture