Rep had clients invest in, failed to disclose, his side hustles
OSC provides investor advocate with $11 million in funding over six years
Regulators cite concerns about high-pressure sales tactics in bank branches
Hedge fund traded on information about firm's pending block trades
Rep arranged a loan from one client to another to repay a "gang" debt
OSC to delegate registration to CIRO, rest of CSA considering it too
Firm failed to oversee trading activity by a couple of its reps
Firm to help build infrastructure for new exam-based approach to reps' education
CSA says next phase of consultation to come next year
Leverage strategy deployed on the down low resulted in hefty financial losses