Switch to an exam-based model is to take effect Jan. 1, 2026
Panel believed rep's evidence over allegations from former client
Exec failed to disclose dealings, dealer ignored red flags, SRO alleged
Effort to gain insight on dealers' clients will seek data from year-end 2026
Actions represented a "serious" conflict of interest, panel says
SRO details its policy priorities for fiscal 2026
Provincial regulator orders case returned to the SRO to be reconsidered
Former Assante rep agrees to ban, $2.3 million in sanctions
Rep lost money alongside clients in unapproved outside investment
All provinces expected to join effort to curb duplication, burden