Large fund dealers, with high rep numbers, to bear brunt of higher annual fee
CIRO issues new guidance on complaint filing requirements
Saskatchewan joins other provincial authorities in streamlining registration
CIRO provides guidance on new education, experience requirements for reps
Failing to reveal clients' involvement in bowling businesses ends in sanctions
Compromised data is starting to show up on the dark web
SRO to offer credit, identity theft protection to impacted reps
Advisor sanctioned for extensive discretionary futures trading
SRO would allow discount brokers to boost communication with investors
Over $3 million in capital was raised from clients to fund firm's growth