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Company: Canadian Investment Regulatory Organization

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Fund dealer chief sanctioned for misleading SRO article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Fund dealer chief sanctioned for misleading SRO

Coinbase Canada gets CSA registration article image Crypto coins

Coinbase Canada gets CSA registration

Ex-rep’s crypto trading attracts SRO sanctions

CIRO gets clean bill of health from CSA article image Review process

CIRO gets clean bill of health from CSA

Rep called out after strike two

Rep fell for fraud scheme, sanctioned by SRO

CFRs, CE and cybersecurity among CIRO’s priorities for 2024 article image Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

CFRs, CE and cybersecurity among CIRO’s priorities for 2024

CIRO panel sanctions fund rep over conflicts

AMF issues complaint handling rules article image Embroidered red pins on a calendar event Planner calendar,clock to set timetable organize schedule,planning for business meeting or travel planning concept. alternate text for this image

AMF issues complaint handling rules

Rep admits to unapproved discretionary trades article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Rep admits to unapproved discretionary trades