Industry braces for technical challenges as new disclosures take effect
Conflict of interest concerns spark regulators' review
Insurance regulators promised new guidance on upfront compensation structures
CSA and CCIR finalize CRM3 rules, give industry until 2026 to adopt
FSRA also reiterated that it wants clients to be protected from seg fund deferred sales charges, regardless of when the funds were purchased
Proposal would eliminate regulatory arbitrage between seg funds and mutual funds
Consultation on improving, harmonizing fund disclosure remains open until July 27
CSA, CCIR propose new cost reporting requirements for investment and seg funds
CCIR-CISRO proposals aim to align incentive structures with fairness principles
Editorial: Closing the gap between insurance and securities rules removes a tangible risk for clients