RBC tops underwriting league tables, as debt deals down, equity activity up
Compliance review uncovered weaknesses in firm's anti-money laundering processes
Broker failed to meet gatekeeper obligations, missed red flags, when trading penny stocks for U.K. firm
The acquisition also marks the launch of Canaccord’s Ottawa office
Big investments in wealth management to continue, Canaccord Genuity Corp. CEO says
The company's underwriters were dropped from the proposed class action
Proposed deal ends with standstill agreement and executive changes
A roundup of the latest advisor and executive moves
The firm agreed to a $157,500 fine and will repay 6,000 affected clients
The firm reported record M&A revenue