Nothing to indicate account setup was illegal, court finds
Claims involve alleged misrepresentations by cannabis firm, underwriters
RBC tops underwriting league tables, as debt deals down, equity activity up
Compliance review uncovered weaknesses in firm's anti-money laundering processes
Broker failed to meet gatekeeper obligations, missed red flags, when trading penny stocks for U.K. firm
The acquisition also marks the launch of Canaccord’s Ottawa office
Big investments in wealth management to continue, Canaccord Genuity Corp. CEO says
The company's underwriters were dropped from the proposed class action
Proposed deal ends with standstill agreement and executive changes
A roundup of the latest advisor and executive moves