Compliance sweep uncovers issues with identifying, disclosing and managing conflicts of interest, including conflicted compensation
Regulator will issue penalties, without hearings, for minor rule violations
Investor lost $1 million based on deception about company's ownership of a hotel
BCSC collects US$350,000 toward $36.7-million enforcement debt
Regulators consult on two options for enhancing diversity reporting
Investors lost millions to scheme, regulator found in 2018
B.C. court grants injunction against defendants in global pump and dump scheme
Company sold shares to a vulnerable investor without a prospectus or exemption
U.S.-based scheme cost B.C. investors $1.5 million and inflicted other damage, panel said
Prospective witness failed to prove real risk of U.S. criminal prosecution