Home British Columbia Securities Commission Page 62

Company: British Columbia Securities Commission

647 results found

BCSC releases IDA audit

Regulator expecting better enforcement results

By: IE Staff
December 16, 2003 December 16, 2003
16:30

B.C. mining company fails to meet disclosure standards

Alhambra fined $20,000

By: IE Staff
November 19, 2003 November 19, 2003
09:50

Still too many rules at BCSC: report

Number has increased in past two years, province says

By: IE Staff
November 13, 2003 November 13, 2003
16:35

BCSC approves direct Nasdaq access

Canadian dealers now able to set up U.S.-regulated affiliate

By: IE Staff
November 12, 2003 November 12, 2003
16:23

BCSC issues warning on foreign currency trading

Risk of loss greater with leveraged forex contracts

By: IE Staff
November 6, 2003 November 6, 2003
10:55

BCSC warns of crackdown on faulty mining industry disclosures

Workshop designed to help companies improve disclosure

By: IE Staff
November 5, 2003 November 5, 2003
10:10

B.C. directors ordered to resign over undocumented loans

BCSC deals pair three-year ban

By: IE Staff
October 23, 2003 October 23, 2003
08:40

Public warned of investment scams

BCSC launches investor education series

By: IE Staff
September 23, 2003 September 23, 2003
13:15

Uniform securities laws not necessary says BCSC chair

Fate of passport model lies with ministers

By: Kate McCaffery
September 17, 2003 September 17, 2003
14:20

B.C. advisor settles over breach of “Know your client” rule

Former Raymond James rep fined $18,000

By: IE Staff
September 16, 2003 September 16, 2003
10:10