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Company: British Columbia Securities Commission

643 results found

BCSC issues warning on foreign currency trading

Risk of loss greater with leveraged forex contracts

By: IE Staff
November 6, 2003 November 6, 2003
10:55

BCSC warns of crackdown on faulty mining industry disclosures

Workshop designed to help companies improve disclosure

By: IE Staff
November 5, 2003 November 5, 2003
10:10

B.C. directors ordered to resign over undocumented loans

BCSC deals pair three-year ban

By: IE Staff
October 23, 2003 October 23, 2003
08:40

Public warned of investment scams

BCSC launches investor education series

By: IE Staff
September 23, 2003 September 23, 2003
13:15

Uniform securities laws not necessary says BCSC chair

Fate of passport model lies with ministers

By: Kate McCaffery
September 17, 2003 September 17, 2003
14:20

B.C. advisor settles over breach of “Know your client” rule

Former Raymond James rep fined $18,000

By: IE Staff
September 16, 2003 September 16, 2003
10:10

Former B.C. rep hit with 30-year trading ban

Rast fined $200,000 for stealing from clients

By: IE Staff
September 9, 2003 September 9, 2003
09:30

BCSC issues final sanctions in Canadian Global Investment matter

Fund salesman’s fine reduced

By: Lara Hertel
August 27, 2003 August 27, 2003
13:45

BCSC expands Web services

Companies now able to file private placement reports online

By: IE Staff
August 20, 2003 August 20, 2003
08:45

Traders granted leave to appeal BCSC fraud decision

Penalties unduly punitive, duo argued

By: IE Staff
July 24, 2003 July 24, 2003
13:30