The British Columbia Securities Commission has banned a husband and wife from the securities market after they admitted to illegally distributing securities.Johnathan Lam Wai Tsang and Selena Ching Wan Tsang are barred from trading, acting as directors or officers of any issuer and engaging in any investor relations activities for at least seven years.In a […]
Effective date shifted to November 29
Says power to intervene “should be used sparingly”
New evidence establishes identities of fraud perpetrators
Says firm-only registration would complicate national system
Mason given one-year trading ban for failing to file insider-trading reports
Cheated 45 investors in Ontario and B.C. out of more than $2.4 million
BCSC hearing scheduled for September
The B.C. Securities Commission on Tuesday published for comment rules that would implement many of the provisions of its new regulatory model.In May, the province passed a new securities act, which is expected to take effect in November. Today, the commission published for comment the proposed rules and other instruments that are necessary to implement […]
BCSC promises rules to accompany new securities act by month end