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Company: British Columbia Securities Commission

647 results found

Two men banned from B.C. capital markets

Pair solicited funds with prospectus or registration

By: IE Staff
June 3, 2005 June 3, 2005
10:20

CSA expands scope of proposed fund governance rule

BCSC exploring possible alternatives

By: James Langton
May 25, 2005 May 25, 2005
13:50

Company president banned for failing to disclose trading activity

Jesus Ricafort Martinez failed to disclose 163 transactions totalling more than $1.8-million, BCSC says

By: IE Staff
May 3, 2005 May 3, 2005
09:26

BCSC imposes bans, fines for investment fraud

Investors lost more than $2 million

By: IE Staff
April 4, 2005 April 4, 2005
14:25

Former Jalna CEO settles with BCSC

Matthews failed to disclose investor relations payments

By: IE Staff
March 23, 2005 March 23, 2005
10:45

BCSC settles with New York-based FX firm

Forex Capital to pay $142,500 over unregistered trading

By: IE Staff
February 22, 2005 February 22, 2005
10:20

BCSC ends action against Nova Scotia couple

Pair convicted of unregistered trading in securities

By: IE Staff
February 11, 2005 February 11, 2005
09:50

Court upholds BCSC false rumour penalty

$25,000 penalty reasonable deterrent, court says

By: James Langton
January 31, 2005 January 31, 2005
08:20

BCSC panel denies staff bid to stop offshore firms from trading in B.C.

Panel calls for new hearing

By: IE Staff
January 13, 2005 January 13, 2005
09:50

B.C. advisor permanently banned

BCSC says Grafton misled investors

By: IE Staff
January 5, 2005 January 5, 2005
10:10