Firm fined $12,000 for violations involving insurance requirements
Former rep's objection to regulator's investigative powers stayed
BCSC previously sanctioned participants in private placement scheme
Firm resolved allegations of KYC, suitability, conflict failures
Victims set to recover $2.1 million — a small fraction of their losses
Court declines to overturn panel's conclusions in market manipulation case
Regulators adopt temporary measure to expand capital raising options
Misrepresentation allegations against pharma company and CEO dismissed
Regulators to boost fee transparency, explore enhanced retail access
Fraudster raised $1.2 million from investors in illegal distribution