British Columbia Securities Commission panels have made reciprocal orders in four decisions against four individuals who were sanctioned by the Manitoba and the Ontario Securities Commissions.Peter George Lee, Betty Leung, Jack George Wladyka and Sheldon Terry Heidebrecht are subject to orders made by BCSC panels.Lee is subject to market bans in B.C until July 3, […]
British Columbia Securities Commission panels have made reciprocal orders in six decisions against eight individuals who were sanctioned by the Alberta Securities Commission and the New Brunswick Securities Commission.The following individuals are subject to orders made by BCSC panels that are based on ASC and NBSC orders made in 2008: Ronald J. Fulton; Jeannie Tracy; […]
The British Columbia Securities Commission has settled with a Vancouver-based investment dealer and one of its registered sales people who admitted to trading a U.S. over-the-counter security that was subject to a cease trade order.Monty Gregory Lorne Montaine, a registered salesperson with Global Securities Corp, manually entered two sales orders of Brookmount Exploration Inc. shares […]
Enforcement staff atthe B.C. Securities Com-mission in Vancouver last month cited former NDP member of Parliament Nelson Riis for making false and misleading representations about Canadian Rockport Homes International Inc., a Vancouver-based company that is promoting low-cost, pre-fab concrete homes as a solution to the world housing problem.Riis, who served as the MP for Kamloops, […]
Elliot sold securities without being registered or filing a prospectus
Issues temporary cease trade order against Adcapital companies
Liechtenstein bank used as conduit for suspicious trading, regulator alleges
Conditions take effect June 12
Men are more likely to have been defrauded more than once
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