Leong takes over from Aitken
Gibson allowed Panama company to resell Rocky Mountain shares to UK investors
B.C. residents more likely to be approached with fraudulent investments
Investment scheme raised $9.6 million from 943 investors
Investment dealer and rep admit to breaching Raven Gold CTO
IIROC bans on brokers with criminal records are overturned by the securities regulator
The British Columbia Securities Commission has settled with John Gregory Paterson, the former president and CEO of Southwestern Resources Corp., who admitted to fraud and illegal insider trading.In the BCSC settlement agreement, Paterson admitted that he committed fraud when he entered false assay results related to Southwestern’s Boka project in China into the company’s database. […]
Pair illegally purchased shares of Icon Industries
No prospectuses filed for Moenkopi Resources, Frey Mining, and Mercury Capital
The British Columbia Securities Commission has set aside a permanent ban that the Investment Industry Regulatory Organization of Canada (IIROC) imposed on a former registrant who failed to disclose a criminal charge in registration documents.In 2004, an IIROC panel found that Kianosh Rahmani breached two bylaws when he did not disclose that he was subject […]