Brenda Leong says the securities regulator needs an integrated approach to deal with fraudsters
15-year ban for Matthew; 5-year ban for Ruthven
Genius Funds prohibited from trading in any securities in B.C.
Wong sentenced to prison after pleading guilty
Eight persons banned from B.C.’s capital markets
Mercury Capital promised to pay investors 25% per month
Guide stresses the importance of investors really getting involved in their investing
Limited partnership has raise $2.45 million from 53 Alberta investors
$2.6 million in assets will be released to bankruptcy trustee for distribution to investors
What started as an internal governance dispute involving some members of the Mutual Fund Dealers Association of Canada has boiled over into a public review of its governance practices.The B.C. Securities Commission will conduct a review of recent bylaw changes by the MFDA, which some disgruntled MFDA members say would leave smaller dealers underrepresented on […]