Karl Werbes ordered to pay $25,000 penalty
BCSC investment fraud vulnerability report finds that many older Canadians don’t understand the trade-off between risk and return
Regulator contends that Damien Reynolds used his mother’s brokerage account to create an artificially low price in his company’s shares
New freeze orders issued against Arvin Patel’s retirement savings and brokerage accounts
Basi fined $100,000
Scammell and de Beer raised funds from investors in five provinces and one state
Dyer raised US$863,000 for U.S. company from 83 investors
Illegal trades not protected by distance
Regulator failed to provide reasons for its order
Hu made misleading statements to BCSC investigators