Policy freezes the compensation of all current executives
Court says regulator must have evidence or an admission of a defendant’s wrongdoing
Kilburn Ogilvie Waymann failed to maintain regulatory capital, adequate compliance
B.C. advisor facing $100,000 fine and suspension from IIROC
Trio distributed $3.5 million of Photo Violation Technologies shares without being registered
News releases falsely stated the value of Brookmount Explorations’ principal mining property
Dirk Lohrisch was previously banned by IIROC
Gregory Carrington faces 10 charges
Farshad Shirvani failed to disclose he had been a director of a cease-traded firm
Fines for Bains and Virk total $225,000 in alleged market manipulation case