Regulator issues a reciprocal order to ban a B.C.-based firm and two individuals
Quantum Financial Services agrees to BCSC fine for repeated procedural deficiencies
Veteran CA Gordon Holloway brings over 30 years experience
Internet-based promotions targeting investors with “risk free” returns, BCSC says
Regulator issued temporary freeze as it investigated alleged Ponzi scheme
Michael Chodorowski ordered to pay $1.6 million in restitution
Symmetry was unaware of its obligation to file exempt distribution reports
Regulator proposes to revoke exemption which allow firms to trade in the exempt market with registering
Regulator alleges Doris Nelson used Little Loan Shoppe to perpetrate a multimillion dollar fraud, and made false statements to the commission
Regulator orders three men, Independent Academies and Micron to cease trading