Robert McHaffie fined $2 million for fraud
Better navigation and improve access for market participants and investors
A misinterpretation of an order by the CSA caused a ban on the trading of shares of Quantum Materials
Nigel Cave is now one of two vice chairmen at the provincial regulator
Regulator to evaluate the impact of dealer registration requirements on MIEs
Thailand-based company targeting Morgan Dragon investors
Enforcement orders issued against 18 individuals sanctioned by other provinces
BCSC panel rules out suspension for Victoria broker Carolann Steinhoff
Offshore trading platforms are unregistered and unregulated
Exempt market securities misrepresented as a prudent investment