Two real estate developers raised $3.6 million by illegally distributing securities
Man offered shares in his company through Craigslist
Investors were told that funds would be safe because they would be held in a notary trust account
Execs fined for illegally distributing securities, breaching a cease trade order
Sanctions and penalties to be determined
Radio infomercials drew clients to unregistered advisor
Exemptions not available, regulator says
Regulator imposes two-year ban and $30,000 penalty
Hearing to determine sanctions in Ponzi scheme
Writer lost reader’s money trading penny stocks