Efforts to conceal ownership of Clean Power stock prevented regulator from determining whether stock was manipulated
Bank Gutenberg serviced accounts of several offshore corporations where at least one of the beneficial shareholders were residents of B.C.
Two real estate developers raised $3.6 million by illegally distributing securities
Man offered shares in his company through Craigslist
Investors were told that funds would be safe because they would be held in a notary trust account
Execs fined for illegally distributing securities, breaching a cease trade order
Sanctions and penalties to be determined
Radio infomercials drew clients to unregistered advisor
Exemptions not available, regulator says
Regulator imposes two-year ban and $30,000 penalty