$130,000 frozen during regulator’s investigation in Shantz case
Pair ordered to disgorge more than $3.6 million
Requirement to register pushed back to Dec. 31, 2016
Funds diverted from companies for personal expenses
Panel orders permanent market ban for fraud
Panel dismisses insider trading charge
The advisor that handled the trades did nothing wrong, regulator finds
Elite Stock Report published “grossly misleading” reports on three OTCBB companies
Former registrant recommended investor purchase exempt market securities
BSCS orders permanent market ban for fraud, misrepresentations