Day trader fined $125,000
Two directors of HRG Healthcare Research Group found liable
Consulting geologist with Geo Minerals tipped wife
Regulator’s staff fail to prove their case
Trio manipulated share price of Sungro Minerals; Penalties total more than $1.5 million
Large-scale fraudulent illegal distribution raised more than $14 million
The B.C. regulator found that the four respondents perpetrated a fraud
B.C. man also traded without registration
Australian gave funds to unregistered trader, regulator says
2015 Compliance Report Card lists top five deficiencies