David Michaels has not paid the BCSC any of the $5.8 million he earned by bilking clients, nor has he paid the $17.5 million fine
Investors must be more diligent about their own finances, the BCSC says
New appointments for Peter Brady and Mark Wang
Thomas Williams and his companies raised approximately $11.7 million from investors
British Columbia’s top court sides with provincial regulator in newsletter case
Fines total more than $650,000
Scott Lower had applied to the commission to review IIROC’s decision to ban him from the industry
New BCSC study finds that advisors have a role in encouraging good investment behaviour among their clients
Claims of increased price volatility and short selling activity not supported by evidence
However, allegations of fraud against Yong and his two firms were not proven at the BCSC’s hearing