BCSC compliance report card reveals recurring deficiencies in relationship disclosure
HSBC Investment Funds (Canada) and HSBC Private Wealth Services (Canada) agree to pay more than $7 million in compensation to clients
David Michaels has not paid the BCSC any of the $5.8 million he earned by bilking clients, nor has he paid the $17.5 million fine
Investors must be more diligent about their own finances, the BCSC says
New appointments for Peter Brady and Mark Wang
Thomas Williams and his companies raised approximately $11.7 million from investors
British Columbia’s top court sides with provincial regulator in newsletter case
Fines total more than $650,000
Scott Lower had applied to the commission to review IIROC’s decision to ban him from the industry
New BCSC study finds that advisors have a role in encouraging good investment behaviour among their clients