Registration allows access to bitcoin investments, while providing regulators with the means to monitor operations in this rapidly developing area
Investor funds diverted for personal expenses
Rog Mangat is facing fraud charges related to an alleged scheme that he called Privileged Investment Group
The proposed policy sets the minimum educational, training and experience necessary for reps to sell ETFs
The company, which goes by the name Vancouver Stock Exchange Corp., is not authorized to operate as an exchange, the regulator notes in an alert
Shortcomings in client statements, followed by KYC, conflicts of interest and advertising were the top compliance issues for dealers
Won Sang Shen Cho is permanently banned from trading and purchasing securities
The receiver is accepting claims from investors until Aug. 4, BCSC says
John Hinze, who has been with the provincial regulator for the past 16 years, takes over the role
Virginia Tan admitted that she fraudulently raised at least $30 million from investors