The company, which goes by the name Vancouver Stock Exchange Corp., is not authorized to operate as an exchange, the regulator notes in an alert
Shortcomings in client statements, followed by KYC, conflicts of interest and advertising were the top compliance issues for dealers
Won Sang Shen Cho is permanently banned from trading and purchasing securities
The receiver is accepting claims from investors until Aug. 4, BCSC says
John Hinze, who has been with the provincial regulator for the past 16 years, takes over the role
Virginia Tan admitted that she fraudulently raised at least $30 million from investors
Grant Thornton to administer distribution of frozen funds in Bossteam fraud case
$76,000 now available to investment scheme victims
Winston King-Loong Kuit has been ordered to disgorge $147,500 and pay $20,000 in costs for improperly distributing securities and providing misleading information to compliance
The schemes involved illegal distributions and multiple acts of fraud totalling close to $12 million as the sisters were personally enriched by more than $2 million