A regulatory panel at IFIC's leadership conference discussed Covid-19's challenges
Penalties and market bans handed down in $5 million fraud
Woman pleaded guilty to violating BCSC prohibition
The regulator has banned a rep who forged a passing grade after thrice failing a proficiency course
A judge sentenced the “con artist” to house arrest and two years’ probation
Panel orders almost $37 million in disgorgement and penalties
Pair owes $19 million to the BCSC over a market manipulation case
Regulators warn about a promotion using snail mail to spread stock hype
Disclosing details of investigation would pose risk to the public and those being investigated, court finds
New investigative tools and collection powers are on tap for the provincial regulator