An individual was banned from working in the securities industry for 10 years after admitting that investor money went for personal use
HSBC agreed to pay more than $1 million to settle concerns that investors were harmed when the firm cut ties with 51 dealers
B.C. residents allegedly accounted for raising US$1.15 million of a US$15-million scam
The BCSC can block drivers' licences and plates for those who fail to pay regulatory sanctions
A court has found that penalties imposed by the BCSC should survive the bankruptcy process
TSX sets a date for the launch of its new "market-on-close" trading model
Fund dealers were advised to examine their client reports for unusual or incorrect information
The regulator says it will contact clients directly as part of compliance reviews
Deal includes $2.4 million and cooperation with ongoing litigation
Appeal court rules that regulator was right to allow orders issued in investigation