Judge was wrong to exclude, divide plaintiff group, appeal court rules
Former rep traded investors' discount brokerage accounts for them
BCSC sent case back to SRO panel, which dismissed allegations
Regulators seek feedback on initiative that sparked little activity
Court finds it's in the interests of justice for BCSC action to continue
Company made misrepresentations to investors, diverted funds
Efforts to raise capital for cannabis company amounted to illegal distribution
Move would give SRO full responsibility for registering dealers, reps
Regulator issues report card on Client Focused Reforms compliance
Executive, airline pay $100,000 for failing to disclose material change