Disciplinary committee concludes prop trades took advantage of client
Exchange hearing set over 2019 trades
Firm failed to adequately oversee rep's risky trading strategy, CIRO says
Meghan Meger announces her retirement as Maarten Jansen, Craig Meeds and Martha Moen join the firm
Geoff Newton, who had been co-head of BMO Private Wealth Canada since June 2022, has departed
Brokerage reduces regions to four from six, eliminating nine positions
Other moves include an established advisor group moving to BMO Nesbitt Burns from CG Wealth
A widow sued her brokerage firm, alleging it failed to tell her about a change in her husband's accounts
Firm settles IIROC allegation of inadequately supervising new-issue trading
Canaccord and Wellington both snagged advisors, while Beutel Goodman named fixed income lead