The proposed regime is similar to the one that was adopted for the major Canadian banks
Quebec regulator’s investigation and complaint covered by its statutory immunity
Some funds not using CSA’s 2017 risk classification methodology
Proposed framework for the sale of insurance online meant to be flexible
Modern slavery affects tens of millions of people around the world, and Canadian companies may be directly or indirectly exposed
The new business conduct regime would set out certain requirements for those dealing in the derivatives market
The new initiative from the global group, which includes the OSC and the AMF, aims to enable innovation in financial services across borders more quickly and efficiently
Autorité des marchés financiers “very disappointed” with decision
A 2016 review found weaknesses in the firm’s internal controls and supervisory systems
Committee member will provide the Quebec regulator with feedback on the insurance and financial planning sectors