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Company: Autorité des marchés financiers

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Regulators to prep industry for forthcoming conduct regime

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IOSCO task force aims to have policy recommendations by end of 2023

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Consultation on improving, harmonizing fund disclosure remains open until July 27


Under the AMF's Morisset, regulators adopted major investor protection reforms

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Industry to scrap the Canadian dollar offered rate by mid-2024

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The Canadian Securities Administrators say the new SRO's CEO will be named in the coming weeks

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Proposed regime would apply to prospectuses and financials but not proxies

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Two of the entities operated as an exchange without regulatory approval, while the third had quarterly report inaccuracies

  • By: IE Staff
  • December 1, 2021 December 1, 2021
  • 13:36

Regulators aim to name CEO, board by Q2 next year

compliance puzzle

Proposal would harmonize standards throughout Quebec's financial sector