Two of the entities operated as an exchange without regulatory approval, while the third had quarterly report inaccuracies
Regulators aim to name CEO, board by Q2 next year
Proposal would harmonize standards throughout Quebec's financial sector
Regulator secures orders against crypto promoters
The Quebec regulator achieved its objectives despite the pandemic
Regulator's priorities for 2021–2022 include curbing compliance costs and ethical AI
Regulator calls on industry firms to "significantly" ramp up their vigilance
The regulator found the firm's compensation structure favoured in-house funds
The firm failed to adopt recommendations from regulator, internal auditors
CSA issues guidance on the use of issuers' ASDPs