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Company: Autorité des marchés financiers

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Team project work Analyze reports plans, papers, documents, statistics calculations

More than half of reviewed cases required remedial action

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The pair pleaded guilty to 171 securities law violations

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Oumar Diallo joins the regulator as its director of fintech and innovation

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The OSC and AMF will participate in the week-long campaign

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While the majority of data reporting is accurate, regulators also encountered deficiencies

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Agreement expands cross-border enforcement powers

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Two individuals and a numbered company were implicated

  • By: IE Staff
  • May 24, 2019 September 19, 2019
  • 13:02

Quebec regulator urges company to reconsider maintaining its automatic stock disposition plan

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Regulators for several provinces announced an agreement with the FCA on Friday

Quebec and Canadian Flags`

The Autorité des marchés financiers will continue overseeing all stakeholders in the Quebec financial sector