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Company: Autorité des marchés financiers

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Quebec and Canadian Flags`

The Autorité des marchés financiers will continue overseeing all stakeholders in the Quebec financial sector

buildings and architecture of montreal, quebec

The proposed regime is similar to the one that was adopted for the major Canadian banks

Judge gavel, scales of justice and law books in court

Quebec regulator’s investigation and complaint covered by its statutory immunity

Risk versus value matrix with pushpins and blur effect risk assessment concept

Some funds not using CSA’s 2017 risk classification methodology

Quebec National Assembly exterior

Proposed framework for the sale of insurance online meant to be flexible

dirty hands of a miner

Modern slavery affects tens of millions of people around the world, and Canadian companies may be directly or indirectly exposed

Business meeting concept illustration in an aerial view with people sitting around a conference table

The new business conduct regime would set out certain requirements for those dealing in the derivatives market

Financial Technology concept illustration of Businessman pointing at abstract blue business charts and icons

The new initiative from the global group, which includes the OSC and the AMF, aims to enable innovation in financial services across borders more quickly and efficiently

Judge gavel, scales of justice and law books in court

Autorité des marchés financiers “very disappointed” with decision

buildings and architecture of montreal, quebec

A 2016 review found weaknesses in the firm’s internal controls and supervisory systems