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Company: Autorité des marchés financiers

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Regulators to prep industry for forthcoming conduct regime

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IOSCO task force aims to have policy recommendations by end of 2023

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Consultation on improving, harmonizing fund disclosure remains open until July 27

announcement

Under the AMF's Morisset, regulators adopted major investor protection reforms

dollar sign

Industry to scrap the Canadian dollar offered rate by mid-2024

10380127 - building silhouettes of a city and flag

The Canadian Securities Administrators say the new SRO's CEO will be named in the coming weeks

Business and financial report with laptop Accounting economic

Proposed regime would apply to prospectuses and financials but not proxies

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Two of the entities operated as an exchange without regulatory approval, while the third had quarterly report inaccuracies

  • By: IE Staff
  • December 1, 2021 December 1, 2021
  • 13:36
REGULATION CONCEPT

Regulators aim to name CEO, board by Q2 next year

compliance puzzle

Proposal would harmonize standards throughout Quebec's financial sector