Home Autorité des marchés financiers

Company: Autorité des marchés financiers

336 results found
compliance puzzle

Proposal would harmonize standards throughout Quebec's financial sector

Bitcoin

Regulator secures orders against crypto promoters

High angle view of mallet eyeglasses legal book in courtroom

The Quebec regulator achieved its objectives despite the pandemic

angry client meeting

Regulator's priorities for 2021–2022 include curbing compliance costs and ethical AI

Data protection concept. GDPR. EU. Cyber security. Business man using mouse computer with padlock icon and internet technology network on blue background.

Regulator calls on industry firms to "significantly" ramp up their vigilance

gavel

The regulator found the firm's compensation structure favoured in-house funds

Data protection concept. GDPR. EU. Cyber security. Business man using mouse computer with padlock icon and internet technology network on blue background.

The firm failed to adopt recommendations from regulator, internal auditors

Close of businesswoman making announcement in paper trumpet

CSA issues guidance on the use of issuers' ASDPs

hand drawing creative business strategy with light bulb as concept

AMF, ASC, OSC join global effort to enable cross-border innovation

guidelines and regulations binders

New guidance includes reforms adopted under Bill 141