Accounting for internal software development violated securities rules
AMF, provincial government approve delegation of powers to SRO
OSC, AMF consult on new Term CORRA to help ease demise of CDOR
Yves Ouellet to succeed Louis Morisset on Aug. 21
Outgoing president and CEO Louis Morisset says youth and self-directed investors are particularly vulnerable in an age of misinformation
Quebec's top regulator will leave the agency after 17 years, including 10 at the helm
Trade group calls on provincial finance minister to review fund dealer oversight
Quebec regulator alleges man is using fake documents to dupe victims again
Regulators to prep industry for forthcoming conduct regime
IOSCO task force aims to have policy recommendations by end of 2023