The SRO will set up an advisory group that represents the investor perspective
Investment industry reps, miners and consultants form committee
The offences involved unregistered dealing and illegal distribution
Firm and its founders ordered to pay US$6.9 million
Hugo Lacroix had been serving as interim superintendent for securities markets since January
UQAM professor Richard Guay will chair the scientific committee
The rules would explicitly require firms to resolve material conflicts of interest in the best interest of their clients
A review found that 17% of board seats are now held by women, up from 15% a year ago
Permanently banned from Ontario's markets, Tang may now be soliciting investors in Quebec
The shortcomings may be addressed through the CSA's client-focused reforms