Companies must file with Complaint Reporting System
Lacroix facing 51 charges
Valade fined $30,000
$1.3 million in frozen assets
The Autorité des marchés financiers announced that the Quebec’s finance minister has ordered the liquidation of the assets of ZENITH Stable Value Growth Fund.The decision came at the request of both the AMF and the Bureau de décision et de révision en valeurs mobilières. For this purpose, the minister has appointed André Giroux of André […]
Order extended for 90 days
Kaufmann also missed deadline for NRD enrolment
Filing fees to rise March 1
Ducharme fined $30,000 for selling securities without being registered
Regulator asks for asset freeze to be partially lifted