The Autorité des marchés financiers says that tougher penalties are needed for securities violators, among other measures, necessary to protect investors.The AMF said that it plans to raise investor protection issues at public hearings to be held by the province’s Committee on Public Finance. “We are keenly interested in the Committee’s initiative mandate related to […]
24 individuals facing charges
Respondents distributed loan agreements without obtaining a receipt from the AMF
Issues guide to help institutions prepare
Top priority is to maximize funds distributed to defrauded investors without delay, regulator says
Companies facing charges for failing to file automotive insurance reports
AMF plans to use information to fight money laundering and terrorist financing
Files charges against two firms
The Autorité des marchés financiers reports that the Bureau de décision et de révision en valeurs mobilières issued, at the AMF’s request, a freeze order and a cease trade order against several firms.The AMF says that the BDRVM issued the freeze on the funds, securities and other assets of Groupe financier Fides inc., La Fiducie […]
Regulator’s top priority is to maximize the recovery of funds for distribution to defrauded investors as soon as possible