In its submission to the Expert Panel on Securities Regulation, the Autorité des marchés financiers argues for maintaining the status quo rather than moving to a single regulator.It concludes that “current securities regulation in Canada is adequate in light of the specific features of the Canadian market.”“Canada operates a small securities market made up of […]
Sentence against Lacroix trimmed to 8 1/2 years
AMF looking to recover $32 million
Jean St-Gelais, beginning his second term as head of the AMF, says the regulator is “taking flight” after a rocky start
Bill 64 enables AMF to act more quickly, grants new investigation powers
AMF closes investigation
The former Norbourg Group executive was handed a lengthy jail sentence and a hefty fine
Provisional liquidator in charge of affair will also oversee Cayman Islands-based hedge fund involved in the scandal
The Quebec regulator could ask for the merger agreement to be reopened for changes, which could spell trouble
Asks AMF to ensure derivatives activities be managed from Montreal