The committee will provide the regulator with feedback on emerging issues and the regulatory framework for investment products
The Quebec securities regulator will host a session to discuss the CSA’s consultation paper
The decision marks the first time an appellate court in Canada has revoked a voluntary settlement
Illegal distribution, market manipulation and illegal insider trading were the most common offences sanctioned in Quebec
Regulators have warned investors repeatedly against trading in these instruments, which are often likened more to gambling than investing
For firms regulated under securities law, among others, fees are going up by 0.74%
Proposed rule aims to simplify the framework governing certain real estate distributions
The AMF has participated in several IADI bodies over the years and the Quebec regulator will host the organization’s annual meeting next year
Review notes a “general lack of completeness” in fund managers’ policies and procedures
Two of Quebec’s senior regulators to share their expertise