Regulators enhance requirements on real estate issuers, collective investment vehicles
Provincial regulators finalized recognition orders and interim rules
More directors are female, but few lead boards — and fewer still are CEOs
Regulators say proposal will be published in the coming year
Fund dealers, investment dealers approve merger, with new SRO to launch in 2023
Defence tactics in a crypto case ended in a costs award that far outweighed the sanctions
The CSA is reviewing distribution arrangements for in-house funds
Court cites mental, physical and emotional toll on victims
Regulators to prep industry for forthcoming conduct regime
A panel reluctantly ordered less than full disgorgement of the ill-gotten gains