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Company: Alberta Securities Commission

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Young business people in board room meeting at the office

Proposed exemption would allow non-accredited investors to self-certify their sophistication

gavel

Regulatory panel called the conduct "particularly odious"

hand drawing creative business strategy with light bulb as concept

AMF, ASC, OSC join global effort to enable cross-border innovation

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Commission cuts fine, suspension imposed on rep

Court.

Ex-rep sentenced to jail and ordered to repay firm

Businessman calculating and checking articles of agreemen

Regulators warn about a promotion using snail mail to spread stock hype

agreement, attorney, auction, authority, balance, barrister, beam, scale, book, bookcase, books, brass, brown, business, colourconcept, contract, counsel, court, courthouse, courtroom, crime, criminal, decision, defendant, divorce, enforcement, financefreedom, gavel, government, guilt, guilty, hammer, horizontal, innocence, judge, judgement, judgment, judicial, justice, lawlawyer, legal, legislation, liberty, libra, litigation, mallet, prosecution, punishment, rights, scale, scales, scales, of, justice, sentencesymbol, symbolic, system, tax, trial, tribunal, truth, verdict, weight, will, wood, wooden

The man is alleged to have "fraudulently raised" more than $2 million from 11 investors

Help clients spot these common investment traps

agreement, attorney, auction, authority, balance, barrister, beam, scale, book, bookcase, books, brass, brown, business, colourconcept, contract, counsel, court, courthouse, courtroom, crime, criminal, decision, defendant, divorce, enforcement, financefreedom, gavel, government, guilt, guilty, hammer, horizontal, innocence, judge, judgement, judgment, judicial, justice, lawlawyer, legal, legislation, liberty, libra, litigation, mallet, prosecution, punishment, rights, scale, scales, scales, of, justice, sentencesymbol, symbolic, system, tax, trial, tribunal, truth, verdict, weight, will, wood, wooden

U.S. regulators lay charges in an alleged international microcap trading fraud

Gavel and legal books

The advisor had been in the industry for 30 years