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Company: Alberta Securities Commission

454 results found
Trader at computer screen

Regulators to boost fee transparency, explore enhanced retail access

Stealing money

Over $3.4 million of investors' money was diverted to undisclosed uses, regulators found

Light bulb

After pilot program, ASC, FCAA maintain exemption based on financial knowledge

Law concept - Law book with a wooden judges gavel on table in a courtroom or law enforcement office

Regulator withdrew certain allegations, and a hearing panel rejected others

ESG dividends

Regulators seek to combat fund industry greenwashing risks

cryptocurrencies

Regulators seek to codify initial investment restrictions, custody provisions

Disclosure form

Move aims to reduce the burden of printing and mailing disclosures to investors

Gavel and legal books

Alberta man behind long-running scheme sentenced to four years

Charts and graphs

CSA publishes systemic risk survey summary

rules and regulations

Regulators set interim rules for fiat-backed cryptoassets