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Company: Alberta Securities Commission

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Man permanently banned; ordered to pay $300,000 in disgorgement, penalties and costs

changes ahead sign

ASC, OSC give firms deadline extension on derivatives data reporting

Row of business people listening to presentation at seminar

Regulators consult on two options for enhancing diversity reporting


Regulators stiffen investor protection expectations in the wake of high-profile crypto failures

changes ahead sign

There have been several executive team successor appointments

  • By: Katie Keir
  • January 12, 2023 January 12, 2023
  • 14:01
Metal handcuffs placed over the word fraud

Scheme promised outsized returns from blockchain investment

financial risk

CSA systemic risk survey reveals industry's chief concerns

man climbing ladder out of darkness

Regulators enhance requirements on real estate issuers, collective investment vehicles


Provincial regulators finalized recognition orders and interim rules

Business People Meeting Discussion in a boardroom concept

More directors are female, but few lead boards — and fewer still are CEOs