Company: Alberta Securities Commission

466 results found

Regulators adopt temporary measure to expand capital raising options

chart showing downward movement

CSA research details the evolution of fund costs in the face of transparency reforms

Trader at computer screen

Regulators to boost fee transparency, explore enhanced retail access

Stealing money

Over $3.4 million of investors' money was diverted to undisclosed uses, regulators found

Light bulb

After pilot program, ASC, FCAA maintain exemption based on financial knowledge

Regulator withdrew certain allegations, and a hearing panel rejected others

ESG dividends

Regulators seek to combat fund industry greenwashing risks

cryptocurrencies

Regulators seek to codify initial investment restrictions, custody provisions

Disclosure form

Move aims to reduce the burden of printing and mailing disclosures to investors

Alberta man behind long-running scheme sentenced to four years