Company: Alberta Securities Commission

455 results found
rules and regulations

Regulators set interim rules for fiat-backed cryptoassets

rules and regulations

Canada remained the last G20 country without conduct standards for OTC derivatives markets

rules and regulations

Proposal aims to ease regulatory costs, encourage capital formation by mature issuers

gavel

Long-running venture took in millions from investors, police allege

Magnifying glass icon in flat style. Search loupe on color background. Business analytic charts illustration. Vector design object for you project

The review will determine whether reforms are needed in the fast-growing market

Blackboard rating

Regulators found firms are failing to identify and manage conflicts in clients' best interests

Judge gavel, scales of justice and law books in court

Perpetrators used investors' money to buy a house instead of funding Mexican taxi venture

Crypto coins

Regulators issue guidance on valuation, liquidity and custody issues for crypto funds

Judge gavel, scales of justice and law books in court

The man was also ordered to pay more than $2 million in restitution to victims

Focus on Mutual Funds Special Report

Conflict of interest concerns spark regulators' review