Regulators say proposal will be published in the coming year
Fund dealers, investment dealers approve merger, with new SRO to launch in 2023
Defence tactics in a crypto case ended in a costs award that far outweighed the sanctions
The CSA is reviewing distribution arrangements for in-house funds
Court cites mental, physical and emotional toll on victims
Regulators to prep industry for forthcoming conduct regime
A panel reluctantly ordered less than full disgorgement of the ill-gotten gains
Lawyers, academics named to new advisory group
Under the AMF's Morisset, regulators adopted major investor protection reforms
ASC banned convicted forex fraudster earlier this year