Kennedy unsuitable as a registrant, executive director concludes
Regulators say Matthew Russell issued misleading statements about the company’s Two Mile project in Idaho
Illegal distribution of securities raised $110 million
Sirianni permanently banned
Charges laid in connection with the illegal sale of securities issued by Laxum Capital
OSC accepted settlement agreement in April
The goal is to encourage investors to use the ASC’s investor education, investing and fraud prevention resources
Leading the Canadian Securities Administrators is no easy task as it faces the possible creation of a national securities regulator
ASC, BCSC will work with the exchange to ensure these issues are addressed
Commission staff investigating alleged illegal distribution and trading