Convicted fraudster illegally sold $474,000 in securities of Go Sports Entertainment
OSC hands down orders against Victor DeLaet and Stanley Gitzel
Thailand firm purportedly contacting investors
New rule sets requirements for providing electronic records
Regulator alleges firm altered minutes of board of director and audit committee meetings
Brian Kirkham to pay $25,000 for illegal distributions and misrepresentations by firm
Sherwood Financial Services funded its lending business through investors who lent money to the company
Interim order issued on suspicion of securities fraud
Anthony Lambert to pay out $129,000 for “error in judgment”
Former High Plains officer declared to be in civil contempt