SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
Top stories
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Tanya Staples is on Canadian Advisor.cast
Women continue to face systemic issues in Canada's financial planning industry — Tanya Staples has an idea
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
Year-end tax planning with registered accounts
Help clients benefit from opportunities with TFSAs, RRSPs, RRIFs and more
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
CIRO trading increment reforms approved
Changes allow SRO to match SEC on standards for inter-listed stocks
- By: James Langton
Corporate director convicted of insider trading
Director tipped others and traded ahead of pending acquisition
- By: James Langton
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Retail sales down 0.2% in October at $69.4B
Statistics Canada says sales fell in four of nine subsectors
Global growth buoying bank sector, Canada aside
Fitch has a neutral outlook for global banks, amid resilient economy
- By: James Langton
AMF announces 2026 fee hikes
Regulatory fees set to rise in line with consumer inflation
- By: James Langton
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
Brand Knowledge
Beyond Bull and Bear: How one CIO uses Alternatives to build crisis-ready portfolios
As markets stretch between fear and euphoria, one of Canada’s longest-standing liquid-alt managers shares how Alternatives add true diversification.
Inside Track
Matthew Taylor
Securities Law
Robert Wilson
Investments
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Advisor chargebacks are bad for the industry