Regulatory white knights?
SROs — not securities commissions — seem to favour investor protection
- By: James Langton
- August 4, 2010 March 1, 2019
- 10:11
Latest news in News
Keeping tabs on advisors on social media sites
Several major banks are experimenting with software that can monitor, modify or block content on these sites
- By: Olivia Glauberzon
- August 4, 2010 March 1, 2019
- 10:11
Bringing the cloud down to earth
It remains unclear how firms will monitor and record client communications on social media
- By: Olivia Glauberzon
- June 28, 2010 March 1, 2019
- 11:10
Fiera/Sceptre merger to create balanced firm
The match “will create a long, diversified list of highly performing investment strategies”
- By: Jade Hemeon
- June 28, 2010 March 1, 2019
- 11:10
Voluntary disclosure
Don’t treat the process lightly, tax advisor says
- By: Rudy Mezzetta
- June 28, 2010 March 1, 2019
- 11:10
DundeeWealth creates new division for top advisors
Group of about 45 advisors tend to be much more focused on the brokerage and portfolio-management businesses
- By: Clare O’Hara
- June 28, 2010 March 1, 2019
- 11:10
National regulator takes shape
Proposed legislation contemplates a mix of new and existing functions
- By: James Langton
- June 28, 2010 March 1, 2019
- 10:14
Customizing social media, just for advisors
A new, U.S.-based website says it has found a way to keep both advisors and regulators happy
- By: Olivia Glauberzon
- May 31, 2010 March 1, 2019
- 12:10
Shooting the privacy rapids
If you plan to use social media with clients, do your research first
- By: Clare O’Hara
- May 31, 2010 March 1, 2019
- 12:10
Group pushes through on MGA regulation
Provincial and territorial insurance bodies will soon deliver a consultation paper
- By: Gavin Adamson
- May 31, 2010 March 1, 2019
- 12:10
Scotiabank holding in CI not likely to advance
“What we have here is almost a perfect Mexican standoff,” said CI’s CEO Bill Holland in a conference call
- By: James Langton
- May 31, 2010 March 1, 2019
- 12:10
Bringing order to a moving target
The ‘“flash crash” of early May has set off alarm bells in world markets
- By: James Langton
- May 31, 2010 March 1, 2019
- 12:10
Sun Life set to re-enter the mutual fund business
Firm says demand from advisors played a major role in its decision to return to producing funds
- By: Michael Ryval
- May 31, 2010 March 1, 2019
- 12:10
Back to the future
David Feather says his new job at Russell takes him back to his roots at Mackenzie
- By: Jade Hemeon
- May 31, 2010 March 1, 2019
- 12:10
Canadian institutions resume U.S. shopping spree
They won’t be making any major U.S. acquisitions until revisions to global banking regulations are complete
- By: Rudy Mezzetta
- May 31, 2010 March 1, 2019
- 12:10
Watching for headwinds in the housing market
Most economists are expecting prices to fall as buyers retreat in the face of rising interest rates
- By: Catherine Harris
- May 31, 2010 March 1, 2019
- 12:10
Second wave of financial crisis rears its head
When the initial turmoil hit, it was largely for financial services institutions; now, it’s focused on sovereign nations
- By: James Langton
- May 31, 2010 March 1, 2019
- 12:10
New website aims to educate women
Golden Girl Finance’s board includes Wellington West CEO Charlie Spiring and tax expert Evelyn Jacks
- By: Geoff Kirbyson
- May 31, 2010 March 1, 2019
- 12:10
Reopening Pandora’s box
Regulators again touch a nerve in the debate on proprietary products
- By: James Langton
- May 31, 2010 March 1, 2019
- 11:39
Alpha readies to take on TMX Group in listings
Already, the bank-owned alternative trading system has more than 20% of the volume of trades in Canada
- By: Olivia Glauberzon
- May 31, 2010 March 1, 2019
- 11:39
WaterStreet adds Lee-Chin, experts
Firm touts business model as “way of the future for ultra-high net-worth families in Canada”
- By: Clare O’Hara
- May 3, 2010 March 1, 2019
- 10:36