IIROC panel overstepped on sanctions, ASC finds
Commission cuts fine, suspension imposed on rep
- By: James Langton
- October 19, 2020 October 19, 2020
- 12:55
Commission cuts fine, suspension imposed on rep
Producers should be feeling better after an improvement from the second quarter
The U.S. firm specializes in fixed index annuities
Retail sales finally returned to pre-virus levels
Experts predict the Bank of Canada will continue to focus on inflation targeting
FINTRAC and OSFI are redistributing AML responsibilities
Two commissioners have criticized the weaker standards, claiming they reduce transparency
Canadian debt back in demand, domestic investors add U.S. securities
FSB aims to curb transition risks with industry roadmap
Bearish investors are baking in their personal pandemic experiences, says Horizons ETFs CEO
CIO Rob Mikalachki is leaving the firm
The fund will initially start at $50 million
Much of the rally is due to expectations for calming tensions in the U.S.-Israeli war on Iran
In finance, insurance, real estate and leasing, business exits have outpaced starts since mid-2023
High earners feeling the effects, but have more capacity to absorb rising costs
Alleged scheme ended in double murder-suicide back in 2023
Tribunal approved OSC's settlement with Liquidnet Canada
The regulator's consulting on its proposed guidance before new crypto sector rules take effect
Existing policies to remain in legacy system
Higher renewal comp, longer chargeback schedule aim to match advisor incentives to client interests
That's more than double the $184M deficit the government tabled last spring
Plus, Designed Wealth adds advisor and inaugural taxonomy and transition planning council named
McIntyre to start a new role later this month
Plus, appointments at Sun Life, Connor, Clark & Lunn, Sapling Financial and more
Investors are looking to exit from funds in droves during "a period of heightened negative sentiment"
Plus, new emerging market, target-date and tech funds, and a raft of fund changes
The lack of a structured follow-up when a client changes hands can leave the policyholder vulnerable