SRO consolidation is no fait accompli, says OSC head
CSA consultation will focus on self-regulation, not necessarily consolidation
- By: James Langton
- June 23, 2020 June 23, 2020
- 15:27
CSA consultation will focus on self-regulation, not necessarily consolidation
Home prices are expected to bounce back eventually, but the timing of a recovery is uncertain
The additional cost to the program depends heavily on the outlook for the economy
CFA Institute members were asked how they think the pandemic will affect capital markets
Online portal breaks down all Covid-19 related benefits, including eligibility requirements
U.S. whistleblower awards total more than US$500 million
Wendy Berman steps in as vice chair, Cathy Singer named commissioner
Proposed changes would allow technology to be used in drafting and witnessing
Emergency cut to Big Six capital cushion in March is working as planned
Changes include reduced management fees and revised asset allocation
Referrals between CSA members increased in the last fiscal year
Record trading volumes are expected as "reconstitution" concludes
New CEO appointed for five-year term
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record