IIROC examines returning money to harmed investors
Proposal is one of several set out in SRO's priorities for the current year
- By: James Langton
- June 29, 2020 June 29, 2020
- 11:40
Proposal is one of several set out in SRO's priorities for the current year
People are cutting spending and borrowing amid the pandemic
Fund focuses on environmental, social and governance criteria
The economic disruption and uncertainty from Covid-19 has helped gold
The U.S. investment manager combines digital and in-person advice
SEC settles with firm that sought to issue billions of digital assets
A survey from Fidelity Investments shows how the pandemic has impacted saving habits
The firm has also lowered fees on a balanced income fund
Research finds connection between search habits and equity prices
Gen X drives spending, but boomers remain financial industry's biggest customers
The application process has changed
The firm cited a “falling demand” for deferred sales charge options
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record