FCA bans sex offenders from financial industry
Three men convicted of sex-related offences in 2018 ruled unfit by regulator
- By: James Langton
- November 5, 2020 November 5, 2020
- 12:59
Three men convicted of sex-related offences in 2018 ruled unfit by regulator
Regulator rewards two more whistleblowers
The SRO suspended the firm in 2015
Bankruptcy levels rose in September but remain lower than 2019
Investment firm will subadvise a high-yield ETF for Horizons
Insurer says acquisitions, digital offerings helped push profits higher
EI reform could be the most enduring effect of Covid-19, according to a CIBC economist
Regulatory changes, tariffs, immigration practices and tax policies should all be monitored
The Fed's upcoming policy meeting will occur against a tumultuous backdrop
The race for the U.S. presidency continues but markets take the news in stride
Walied Soliman, chair of the Ontario Capital Markets Modernization Taskforce, offered a preview of the task force’s final report on Wednesday
Business activity continued to expand in October, even while slower than in September
The firm reported earnings per common share of $2.03 for the quarter
The May crude oil contract dropped US$1.30 to US$96.57 per barrel
Current challenge deals with levies imposed under the Trade Act of 1974
Cheap funding, central bank support, rosy AI forecasts, FOMO and more have kept market valuations elevated — that won’t last forever
Tribunal to consider settlement with Liquidnet over allegedly faulty controls
Social relationship with regulator's key witness in case leads to recusal
Venture companies begin opting for less frequent reporting
The Calgary-based asset manager negotiated with its lender to buy more time to repay its debt
Many trusts may need to amend 2024, 2025 tax returns
Bank will also be hiring and expanding in key areas of national importance
Plus, Designed Wealth adds advisor and inaugural taxonomy and transition planning council named
McIntyre to start a new role later this month
Plus, appointments at Sun Life, Connor, Clark & Lunn, Sapling Financial and more
Plus, new emerging market, target-date and tech funds, and a raft of fund changes
The lack of a structured follow-up when a client changes hands can leave the policyholder vulnerable
Gold prices, equity markets drove strong seg fund sales but couldn’t prevent net outflows in 2025